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LEE Wai Man, Maurice

李偉民
CE AEK543Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Wai Man, Maurice (CE number AEK543) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVelbridge Asset Management Limited

Licence Record (5)

2022-02-11 – present Current
Velbridge Asset Management Limited RO
RA 4 RA 9
2022-01-06 – 2022-02-11
Velbridge Asset Management Limited Rep
RA 4 RA 9
2005-04-01 – 2005-04-01
Jolmo Capital Limited Rep
RA 4
2005-03-31 – 2021-07-15
Jolmo Capital Limited RO
RA 4 RA 6 RA 9
2003-04-01 – 2005-03-31
Maurice Lee Investment Advisor Company RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEK543