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LEE Tseng Wing

李崢嶸
CE AED306Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Tseng Wing (CE number AED306) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuaan Securities (Hong Kong) Corporate Finance Limited
華安證券(香港)融資有限公司

Licence Record (4)

2026-08-13 – present Current
Huaan Securities (Hong Kong) Corporate Finance Limited RO
RA 6
2018-08-09 – 2026-06-30
WRise Capital Limited RO
RA 6
2006-04-03 – 2017-11-30
First Shanghai Capital Limited RO
RA 6
2003-04-01 – 2006-04-03
First Shanghai Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AED306