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LAU Tak Hung

劉德雄
CE AEC937Licensed IndividualSFO licence active
Official SFC record

LAU Tak Hung (CE number AEC937) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (3)

2009-07-23 – present Current
Citigroup Global Markets Asia Limited Rep
RA 4
2009-03-31 – 2009-07-11
Piper Jaffray Asia Securities Limited Rep
RA 4
2003-04-01 – 2005-06-07
UOB Kay Hian (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEC937