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LAU Chi Ming, Aman

劉智明
CE ADW261Licensed IndividualSFO licence active
Official SFC record

LAU Chi Ming, Aman (CE number ADW261) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-10. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 5 (Advising on futures).

Regulated Activities (on record) (2)

RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEmperor Futures Limited
英皇期貨有限公司

Licence Record (4)

2011-06-09 – present Current
Emperor Futures Limited Rep
RA 2
2010-10-22 – 2011-04-29
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2005-04-07 – 2010-09-30
Phillip Commodities (HK) Limited Rep
RA 2 RA 5
2004-11-10 – 2005-04-06
Prudential Index Trading Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADW261