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THOMAS Howel Gruffudd Rhys

CE ADS535Licensed IndividualSFO licence active
Official SFC record

THOMAS Howel Gruffudd Rhys (CE number ADS535) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGeomatrix (H.K.) Limited
世確(香港)有限公司

Licence Record (3)

2010-08-20 – present Current
Geomatrix (H.K.) Limited Rep
RA 9
2003-04-01 – 2005-01-12
CLSA Futures Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2005-01-12
CLSA Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADS535