Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHUM Lik Keung

沈力強
CE ADG576Licensed IndividualSFO licence active
Official SFC record

SHUM Lik Keung (CE number ADG576) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina International Futures (Hong Kong) Company Limited
中國國際期貨(香港)有限公司

Licence Record (4)

2019-09-19 – present Current
China International Futures (Hong Kong) Company Limited Rep
RA 2
2009-03-26 – 2010-02-12
Success Futures and Foreign Exchange Limited Rep
RA 3
2003-04-01 – 2005-10-04
Cinda International Futures Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2005-10-04
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADG576