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YAU Shuk Han

游淑嫻
CE ACZ998Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Shuk Han (CE number ACZ998) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerImperial Capital Limited
盛世投資(香港)有限公司

Licence Record (3)

2024-08-01 – present Current
Imperial Capital Limited RO
RA 9
2018-12-06 – 2024-05-06
INV Advisory Limited RO
RA 4 RA 9
2012-01-26 – 2018-11-28
INV Partners Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACZ998