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TAM King Wai

譚經緯
CE ACV699Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM King Wai (CE number ACV699) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-19. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuajin Corporate Finance (International) Limited
華金融資(國際)有限公司

Licence Record (5)

2017-01-17 – present Current
Huajin Corporate Finance (International) Limited RO
RA 6
2016-11-25 – 2017-01-17
Huajin Corporate Finance (International) Limited Rep
RA 6
2011-05-11 – 2016-11-14
Cinda International Capital Limited Rep
RA 6
2010-03-17 – 2011-05-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 6
2008-08-19 – 2010-03-11
Polaris Capital (Asia) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACV699