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CHAN Man Fai, Joe

陳文輝
CE ACN214Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Man Fai, Joe (CE number ACN214) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGalaxy Asset Management (H.K.) Limited
嘉理資產管理有限公司

Licence Record (1)

2003-04-01 – present Current
Galaxy Asset Management (H.K.) Limited RO
RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACN214