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SZETO Wai Chun, Frances

司徒惠珍
CE ACH636Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SZETO Wai Chun, Frances (CE number ACH636) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAlphamax Asset Management (HK) Limited
利升資產管理(香港)有限公司

Licence Record (5)

2016-12-30 – present Current
Alphamax Asset Management (HK) Limited RO
RA 9
2016-12-07 – 2016-12-30
Alphamax Asset Management (HK) Limited Rep
RA 9
2016-08-19 – 2016-09-05
Sinomax Securities Limited RO
RA 9
2016-02-11 – 2016-05-06
CLC Asset Management Limited RO
RA 9
2003-04-01 – 2012-06-01
DNB Asset Management (Asia) Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACH636