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SCOTT David John

CE ABU215Licensed IndividualSFO licence active
Official SFC record

SCOTT David John (CE number ABU215) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-31. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAletheia Analyst Network Limited

Licence Record (3)

2012-09-03 – present Current
Aletheia Analyst Network Limited Rep
RA 4
2010-03-08 – 2012-09-02
Enzard Limited Rep
RA 4
2004-12-31 – 2009-09-01
Instinet Pacific Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABU215