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THAM Anna Marie

譚妙芳
CE ABH098Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

THAM Anna Marie (CE number ABH098) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-31. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAnglo Chinese Corporate Finance, Limited
英高財務顧問有限公司
RepresentativeAnglo Chinese Corporate Finance, Limited
英高財務顧問有限公司

Licence Record (7)

2023-12-04 – present Current
Anglo Chinese Corporate Finance, Limited RO
RA 4 RA 9
2023-11-20 – present Current
Anglo Chinese Corporate Finance, Limited Rep
RA 4 RA 6 RA 9
2018-09-19 – 2023-06-27
Sino Wealth Asset Management Limited RO
RA 4 RA 9
2015-06-26 – 2018-03-09
Triada Capital Limited RO
RA 4 RA 9
2013-08-14 – 2015-06-26
Triada Capital Limited Rep
RA 4 RA 9
2009-07-08 – 2011-05-31
Deltroit (Hong Kong) Limited RO
RA 4 RA 9
2007-12-31 – 2013-02-19
Deltroit (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABH098