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NG Chi Ngai

吳志毅
CE AAY748Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chi Ngai (CE number AAY748) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDT Securities & Futures Co. Limited
大田證券期貨有限公司

Licence Record (3)

2018-11-01 – present Current
DT Securities & Futures Co. Limited RO
RA 2
2005-07-13 – 2018-07-31
Kaiser Futures Limited Rep
RA 2
2003-04-01 – 2005-07-13
Fuji Hong Kong Commodities Company Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAY748