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PANG Shuen Wai, Nichols

彭宣衞
CE AAV790Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PANG Shuen Wai, Nichols (CE number AAV790) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCTI Capital Hong Kong Limited
中信信惠國際資本(香港)有限公司

Licence Record (5)

2015-01-26 – present Current
CTI Capital Hong Kong Limited RO
RA 4 RA 9
2013-03-19 – 2015-01-19
CTI Capital Management Limited RO
RA 4 RA 9
2011-04-08 – 2012-10-01
Hui Xian Asset Management Limited RO
RA 9
2007-03-14 – 2009-12-31
Securis Capital Limited Rep
RA 9
2003-04-01 – 2006-07-01
Mason Investment Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV790