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LAU Kin, Kelvin

劉堅
CE AAV425Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Kin, Kelvin (CE number AAV425) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInsubest Financial & MPF Planning Limited
保泰理財及強積金顧問有限公司

Licence Record (2)

2008-02-14 – present Current
Insubest Financial & MPF Planning Limited RO
RA 4
2003-04-01 – 2005-03-01
Insubest Financial & MPF Planning Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAV425