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CHOW Yuen Ki, Nerissa

周絃姬
CE AAB369Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOW Yuen Ki, Nerissa (CE number AAB369) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficeriVenture Investment Management Limited

Licence Record (1)

2003-04-01 – present Current
iVenture Investment Management Limited RO
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAB369