Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HAULET, DAVID

HKMA AJ8690HKMA Relevant IndividualCurrently registered

HAULET, DAVID (HKMA registration number AJ8690) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at EFG BANK AG. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
EFG BANK AGRA 1 Type 1: dealing in securitiesNoPRODUCT SPECIALIST2026-01-07
EFG BANK AGRA 4 Type 4: advising on securitiesNoPRODUCT SPECIALIST2026-01-07

Business Address

Registered InstitutionSFC CE No.Address
EFG BANK AGAFV863LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (1)

2026-01-07 – present Current
RA 1 RA 4