LAU, WAI TSENG SEAN (HKMA registration number AJ6833) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BPI WEALTH HONG KONG LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BPI WEALTH HONG KONG LIMITED | RA 1 Type 1: dealing in securities | No | PRODUCT & RELATIONSHIP MANAGEMENT ANALYST | 2025-05-13 |
| BPI WEALTH HONG KONG LIMITED | RA 4 Type 4: advising on securities | No | PRODUCT & RELATIONSHIP MANAGEMENT ANALYST | 2025-05-13 |
| BPI WEALTH HONG KONG LIMITED | RA 9 Type 9: asset management | No | PRODUCT & RELATIONSHIP MANAGEMENT ANALYST | 2025-05-13 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BPI WEALTH HONG KONG LIMITED | AAJ382 | 5/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL, HONG KONG |