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SU, QIAN

苏茜
HKMA AJ6493HKMA Relevant IndividualCurrently registered

SU, QIAN (HKMA registration number AJ6493) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoPRODUCT SPECIALIST2025-09-12
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoPRODUCT SPECIALIST2025-09-12
CA INDOSUEZ (SWITZERLAND) SARA 9 Type 9: asset managementNoPRODUCT SPECIALIST2025-09-12

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (2)

2025-09-12 – present Current
RA 1 RA 4 RA 9
2025-03-10 – 2025-03-12
RA 1 RA 4