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BARBA, ROMAIN PIERRE DRAGOSLAV

HKMA AJ6246HKMA Relevant IndividualCurrently registered
Official HKMA record

BARBA, ROMAIN PIERRE DRAGOSLAV (HKMA registration number AJ6246) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesNoSTRUCTURER2025-02-04
UBS AGRA 4 Type 4: advising on securitiesNoSTRUCTURER2025-02-04
UBS AGRA 7 Type 7: providing automated trading servicesNoSTRUCTURER2025-02-04

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (1)

2025-02-04 – present Current
UBS AG
RA 1 RA 4 RA 7

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ6246