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KIM, DONGWOO

HKMA AJ5176HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

KIM, DONGWOO (HKMA registration number AJ5176) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at KDB ASIA LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
KDB ASIA LIMITEDRA 4 Type 4: advising on securitiesYesDIRECTOR, PRINCIPAL INVESTMENT2024-08-22
KDB ASIA LIMITEDRA 9 Type 9: asset managementYesDIRECTOR, PRINCIPAL INVESTMENT2024-08-22

Business Address

Registered InstitutionSFC CE No.Address
KDB ASIA LIMITEDABC828SUITES 6402-6407, 64/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution KDB ASIA LIMITED Effective Date 04 Dec 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (2)

2024-12-04 – present Current
KDB ASIA LIMITED Executive Officer
RA 4 RA 9
2024-08-22 – 2024-12-03
KDB ASIA LIMITED
RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ5176