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LAI, HEI MAN

黎希雯
HKMA AJ4130HKMA Relevant IndividualCurrently registered

LAI, HEI MAN (HKMA registration number AJ4130) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesNoTRADER2024-03-02
UBS AGRA 4 Type 4: advising on securitiesNoTRADER2024-03-02
UBS AGRA 7 Type 7: providing automated trading servicesNoTRADER2024-03-02

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (1)

2024-03-02 – present Current
RA 1 RA 4 RA 7