Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU, KAN-JU

吳侃如
HKMA AJ2951HKMA Relevant IndividualCurrently registered

WU, KAN-JU (HKMA registration number AJ2951) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CTBC BANK CO., LTD.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CTBC BANK CO., LTD.RA 1 Type 1: dealing in securitiesNoINVESTMENT RESEARCH, ASSOCIATE DIRECTOR2023-08-25
CTBC BANK CO., LTD.RA 4 Type 4: advising on securitiesNoINVESTMENT RESEARCH, ASSOCIATE DIRECTOR2023-08-25

Business Address

Registered InstitutionSFC CE No.Address
CTBC BANK CO., LTD.ABM849ROOM 2106-10, 21/F AND ROOM 2801, 28/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (1)

2023-08-25 – present Current
RA 1 RA 4