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TONG, YEE SHAN LISA

湯懿珊
HKMA AJ1858HKMA Relevant IndividualCurrently registered

TONG, YEE SHAN LISA (HKMA registration number AJ1858) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoSENIOR RELATIONSHIP MANAGER STREAM MANAGEMENT MANAGER2023-03-28
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoSENIOR RELATIONSHIP MANAGER STREAM MANAGEMENT MANAGER2023-03-28

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (1)

2023-03-28 – present Current
RA 1 RA 4