Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU, YIP SHING

區業誠
HKMA AJ0919HKMA Relevant IndividualCurrently registered

AU, YIP SHING (HKMA registration number AJ0919) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA MINSHENG BANKING CORP., LTD.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA MINSHENG BANKING CORP., LTD.RA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGER, FINANCIAL MARKETS2022-11-15
CHINA MINSHENG BANKING CORP., LTD.RA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGER, FINANCIAL MARKETS2022-11-15

Business Address

Registered InstitutionSFC CE No.Address
CHINA MINSHENG BANKING CORP., LTD.AUD728ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG

Registration History (1)

2022-11-15 – present Current
RA 1 RA 4