Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN, YU NING ELAINE

陳宇寧
HKMA AJ0343HKMA Relevant IndividualCurrently registered

CHAN, YU NING ELAINE (HKMA registration number AJ0343) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoPRODUCT SPECIALIST2022-09-01
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoPRODUCT SPECIALIST2022-09-01

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (1)

2022-09-01 – present Current
RA 1 RA 4