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LAU, CHI CHUNG

劉志聰
HKMA AJ0267HKMA Relevant IndividualCurrently registered

LAU, CHI CHUNG (HKMA registration number AJ0267) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CATHAY UNITED BANK COMPANY, LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CATHAY UNITED BANK COMPANY, LIMITEDRA 1 Type 1: dealing in securitiesNoSENIOR SPECIALIST2024-08-01
CATHAY UNITED BANK COMPANY, LIMITEDRA 4 Type 4: advising on securitiesNoSENIOR SPECIALIST2024-08-01

Business Address

Registered InstitutionSFC CE No.Address
CATHAY UNITED BANK COMPANY, LIMITEDAGV59123/F, ONE CAUSEWAY BAY, 281 GLOUCESTER ROAD, CAUSEWAY BAY, HONG KONG

Registration History (2)

2024-08-01 – present Current
RA 1 RA 4
2022-08-25 – 2024-05-16
RA 1 RA 7