KU, CHING HEUNG (HKMA registration number AJ0170) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CA INDOSUEZ (SWITZERLAND) SA | RA 1 Type 1: dealing in securities | No | RELATIONSHIP MANAGER ASSISTANT | 2023-05-20 |
| CA INDOSUEZ (SWITZERLAND) SA | RA 4 Type 4: advising on securities | No | RELATIONSHIP MANAGER ASSISTANT | 2023-05-20 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CA INDOSUEZ (SWITZERLAND) SA | AGM683 | SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG. |