Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUU, ROMAIN DUC ANH

HKMA AI9279HKMA Relevant IndividualCurrently registered

LUU, ROMAIN DUC ANH (HKMA registration number AI9279) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SOCIETE GENERALE. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
SOCIETE GENERALERA 1 Type 1: dealing in securitiesNoSUSTAINABLE FINANCE, ASIA PACIFIC2022-04-26
SOCIETE GENERALERA 4 Type 4: advising on securitiesNoSUSTAINABLE FINANCE, ASIA PACIFIC2022-04-26

Business Address

Registered InstitutionSFC CE No.Address
SOCIETE GENERALEAAL252LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.

Registration History (1)

2022-04-26 – present Current
RA 1 RA 4