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YEUNG, YUK YU

楊玉如
HKMA AI6728HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

YEUNG, YUK YU (HKMA registration number AI6728) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesYesCHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG2021-06-03
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesYesCHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG2021-06-03
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 9 Type 9: asset managementYesCHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG2022-11-16

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 24 Feb 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only. 2 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 24 Feb 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of The Hongkong and Shanghai Banking Corporation Limited not subject to a similar condition.

Registration History (3)

2023-02-24 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer
RA 9
2021-06-03 – present Current
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer
RA 1 RA 4
2022-11-16 – 2023-02-23
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI6728