YUEN, KING YAN (HKMA registration number AI6553) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD. | RA 1 Type 1: dealing in securities | No | ASSISTANT RELATIONSHIP MANAGER | 2025-09-17 |
| TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD. | RA 4 Type 4: advising on securities | No | ASSISTANT RELATIONSHIP MANAGER | 2025-09-17 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD. | AVA162 | LEVEL 9, SIX PACIFIC PLACE, 50 QUEEN’S ROAD EAST, WAN CHAI, HONG KONG |