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LEE, BUM JIN

李範振
HKMA AI5963HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LEE, BUM JIN (HKMA registration number AI5963) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CREDIT INDUSTRIEL ET COMMERCIAL. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CREDIT INDUSTRIEL ET COMMERCIALRA 1 Type 1: dealing in securitiesYesSENIOR VICE PRESIDENT2021-02-09
CREDIT INDUSTRIEL ET COMMERCIALRA 4 Type 4: advising on securitiesYesSENIOR VICE PRESIDENT2021-02-09

Business Address

Registered InstitutionSFC CE No.Address
CREDIT INDUSTRIEL ET COMMERCIALAGY093SUITES 4306-4311, 43RD FLOOR, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution CREDIT INDUSTRIEL ET COMMERCIAL Effective Date 09 Feb 2021 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CREDIT INDUSTRIEL ET COMMERCIAL not subject to a similar condition.

Registration History (1)

2021-02-09 – present Current
CREDIT INDUSTRIEL ET COMMERCIAL Executive Officer
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI5963