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YIM, MING YUET

嚴明月
HKMA AI5701HKMA Relevant IndividualCurrently registered

YIM, MING YUET (HKMA registration number AI5701) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HANG SENG BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoCUSTOMER SERVICE2021-01-08
HANG SENG BANK, LIMITEDRA 4 Type 4: advising on securitiesNoCUSTOMER SERVICE2021-01-08
HANG SENG BANK, LIMITEDRA 7 Type 7: providing automated trading servicesNoCUSTOMER SERVICE2021-03-12

Business Address

Registered InstitutionSFC CE No.Address
HANG SENG BANK, LIMITEDAAH297HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (2)

2021-03-12 – present Current
RA 7
2021-01-08 – present Current
RA 1 RA 4