Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI, JIANXIN

李建新
HKMA AI4965HKMA Relevant IndividualCurrently registeredExecutive Officer

LI, JIANXIN (HKMA registration number AI4965) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at AGRICULTURAL BANK OF CHINA LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
AGRICULTURAL BANK OF CHINA LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD OF INSTITUTIONAL BANKING DEPARTMENT2020-09-01
AGRICULTURAL BANK OF CHINA LIMITEDRA 4 Type 4: advising on securitiesYesHEAD OF INSTITUTIONAL BANKING DEPARTMENT2020-09-01

Business Address

Registered InstitutionSFC CE No.Address
AGRICULTURAL BANK OF CHINA LIMITEDACX64125/F, AGRICULTURAL BANK OF CHINA TOWER, 50 CONNAUGHT ROAD CENTRAL, HONG KONG.

Registration History (2)

2022-10-11 – present Current
RA 1 RA 4
2020-09-01 – 2022-10-10
RA 1 RA 4