SO, KWAN SHU (HKMA registration number AI3563) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at E.SUN COMMERCIAL BANK, LTD.. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| E.SUN COMMERCIAL BANK, LTD. | RA 1 Type 1: dealing in securities | No | SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT | 2019-12-21 |
| E.SUN COMMERCIAL BANK, LTD. | RA 4 Type 4: advising on securities | No | SENIOR SPECIALIST - WEALTH MANAGEMENT DEPARTMENT | 2019-12-21 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| E.SUN COMMERCIAL BANK, LTD. | AHK963 | SUITES 2701-4, 10-14, 27/F AND 28/F, TOWER 6, THE GATEWAY, 9 CANTON ROAD, TSIMSHATSUI, KOWLOON. |