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LAM, KA CHUN

林家駿
HKMA AI2941HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LAM, KA CHUN (HKMA registration number AI2941) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesYesPORTFOLIO MANAGER2019-10-03
UBS AGRA 4 Type 4: advising on securitiesYesPORTFOLIO MANAGER2019-10-03
UBS AGRA 9 Type 9: asset managementYesPORTFOLIO MANAGER2019-10-03

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution UBS AG Effective Date 04 Dec 2020 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (4)

2021-10-18 – present Current
UBS AG Executive Officer
RA 1 RA 4
2020-12-04 – present Current
UBS AG Executive Officer
RA 9
2019-10-03 – 2021-10-17
UBS AG
RA 1 RA 4
2019-10-03 – 2020-12-03
UBS AG
RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI2941