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LI, ZHEN

HKMA AI2574HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LI, ZHEN (HKMA registration number AI2574) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at TORONTO-DOMINION BANK. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
TORONTO-DOMINION BANKRA 1 Type 1: dealing in securitiesNoVP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY2019-08-27
TORONTO-DOMINION BANKRA 4 Type 4: advising on securitiesNoVP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY2019-08-27
TORONTO-DOMINION BANKRA 9 Type 9: asset managementYesVICE PRESIDENT & DIRECTOR & CO-LEAD OF INTERNATIONAL EQUITY2021-05-25

Business Address

Registered InstitutionSFC CE No.Address
TORONTO-DOMINION BANKAAO318SUITE 1211, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution TORONTO-DOMINION BANK Effective Date 25 May 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (2)

2021-05-25 – present Current
TORONTO-DOMINION BANK Executive Officer
RA 9
2019-08-27 – present Current
TORONTO-DOMINION BANK
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI2574