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WONG, YUEN HOI

黃源海
HKMA AI1902HKMA Relevant IndividualCurrently registeredExecutive Officer

WONG, YUEN HOI (HKMA registration number AI1902) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INTESA SANPAOLO SPA. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INTESA SANPAOLO SPARA 1 Type 1: dealing in securitiesNoDIRECTOR, STRUCTURED FINANCE2019-06-21
INTESA SANPAOLO SPARA 4 Type 4: advising on securitiesNoDIRECTOR, STRUCTURED FINANCE2019-06-21
INTESA SANPAOLO SPARA 6 Type 6: advising on corporate financeYesDIRECTOR, STRUCTURED FINANCE2019-06-21

Business Address

Registered InstitutionSFC CE No.Address
INTESA SANPAOLO SPAAFR926UNITS 8102-05 & 8106A, LEVEL 81, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution INTESA SANPAOLO SPA Effective Date 27 Nov 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (3)

2023-11-27 – present Current
INTESA SANPAOLO SPA Executive Officer
RA 6
2019-06-21 – present Current
RA 1 RA 4
2019-06-21 – 2023-11-26
RA 6