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LIU, HENG

刘珩
HKMA AI1136HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LIU, HENG (HKMA registration number AI1136) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA MERCHANTS BANK CO., LTD.. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA MERCHANTS BANK CO., LTD.RA 1 Type 1: dealing in securitiesNoGENERAL MANAGER LEVEL2019-05-07
CHINA MERCHANTS BANK CO., LTD.RA 4 Type 4: advising on securitiesNoGENERAL MANAGER LEVEL2019-05-07
CHINA MERCHANTS BANK CO., LTD.RA 9 Type 9: asset managementYesGENERAL MANAGER LEVEL2019-03-20

Business Address

Registered InstitutionSFC CE No.Address
CHINA MERCHANTS BANK CO., LTD.AHN81527-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CHINA MERCHANTS BANK CO., LTD. Effective Date 20 Mar 2019 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (2)

2019-05-07 – present Current
CHINA MERCHANTS BANK CO., LTD.
RA 1 RA 4
2019-03-20 – present Current
CHINA MERCHANTS BANK CO., LTD. Executive Officer
RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI1136