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LEE, SHUPING

HKMA AI0253HKMA Relevant IndividualCurrently registered

LEE, SHUPING (HKMA registration number AI0253) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoDEALER2018-12-08
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoDEALER2018-12-08

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (1)

2018-12-08 – present Current
RA 1 RA 4