LAM, HAU YAN (HKMA registration number AH9855) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| HANG SENG BANK, LIMITED | RA 1 Type 1: dealing in securities | No | CUSTOMER SERVICE | 2018-10-30 |
| HANG SENG BANK, LIMITED | RA 4 Type 4: advising on securities | No | CUSTOMER SERVICE | 2018-10-30 |
| HANG SENG BANK, LIMITED | RA 7 Type 7: providing automated trading services | No | CUSTOMER SERVICE | 2018-12-01 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| HANG SENG BANK, LIMITED | AAH297 | HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG. |