Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MALHOTRA, RAJESH

HKMA AH8472HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

MALHOTRA, RAJESH (HKMA registration number AH8472) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SOCIETE GENERALE. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
SOCIETE GENERALERA 1 Type 1: dealing in securitiesYesHEAD OF DEBT CAPITAL MARKETS, ASIA PACIFIC2018-07-16
SOCIETE GENERALERA 4 Type 4: advising on securitiesYesHEAD OF DEBT CAPITAL MARKETS, ASIA PACIFIC2018-07-16

Business Address

Registered InstitutionSFC CE No.Address
SOCIETE GENERALEAAL252LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution SOCIETE GENERALE Effective Date 02 Oct 2019 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SOCIETE GENERALE not subject to a similar condition.

Registration History (2)

2019-10-02 – present Current
SOCIETE GENERALE Executive Officer
RA 1 RA 4
2018-07-16 – 2019-10-01
SOCIETE GENERALE
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH8472