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LAM, CHUNG YIU CHARLES

林忠耀
HKMA AH8338HKMA Relevant IndividualNot currently registered
Official HKMA record

LAM, CHUNG YIU CHARLES (HKMA registration number AH8338) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (1)

2018-07-04 – 2020-10-30
UBS AG
RA 1

Public Disciplinary Actions

SFC
Action Date Action Taken Press Release Download Action Date 02 Sep 2024 Action Taken SFC bans Charles Lam Chung Yiu for life Press Release Download English Chinese
* Only actions effective within the last five years are shown.

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH8338