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DRUMMOND, STEVEN JAMES

HKMA AH7561HKMA Relevant IndividualNot currently registered
Official HKMA record

DRUMMOND, STEVEN JAMES (HKMA registration number AH7561) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (3)

2019-10-08 – 2019-10-09
UBS AG
RA 1 RA 4 RA 6
2018-09-18 – 2018-09-21
UBS AG
RA 1 RA 4 RA 6
2018-04-07 – 2018-04-09
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH7561