Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU, KAR MING JANET

劉家明
HKMA AH6994HKMA Relevant IndividualCurrently registeredExecutive Officer

LAU, KAR MING JANET (HKMA registration number AH6994) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesYesTEAM LEADER2018-02-01
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesYesTEAM LEADER2018-02-01

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (2)

2020-09-15 – present Current
RA 1 RA 4
2018-02-01 – 2020-09-14
RA 1 RA 4