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FARTHING, JON KRISTOFER

HKMA AH6189HKMA Relevant IndividualCurrently registered
Official HKMA record

FARTHING, JON KRISTOFER (HKMA registration number AH6189) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 1 authorized institution over time.

Current Registration (1)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesNoSALES TRADER2017-10-27

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (1)

2017-10-27 – present Current
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH6189