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YIP, POK MAN

葉博文
HKMA AH4707HKMA Relevant IndividualCurrently registered

YIP, POK MAN (HKMA registration number AH4707) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoVICE PRESIDENT, COMMERCIAL BANKING2020-12-19
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoVICE PRESIDENT, COMMERCIAL BANKING2020-12-19

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (2)

2020-12-19 – present Current
RA 1 RA 4
2017-05-19 – 2017-08-31
RA 1 RA 4