DONG, LU (HKMA registration number AH4698) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. | RA 1 Type 1: dealing in securities | Yes | GENERAL MANAGER, HEAD OF TREASURY MARKETING, GLOBAL MARKETS AND TRADING DEPARTMENT | 2017-05-19 |
| SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. | RA 4 Type 4: advising on securities | Yes | GENERAL MANAGER, HEAD OF TREASURY MARKETING, GLOBAL MARKETS AND TRADING DEPARTMENT | 2017-05-19 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD. | AYT305 | 30/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG |