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GUO, HAN

HKMA AH4196HKMA Relevant IndividualNot currently registered
Official HKMA record

GUO, HAN (HKMA registration number AH4196) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (4)

2019-08-26 – 2019-08-27
UBS AG
RA 1 RA 4 RA 6
2019-03-25 – 2019-03-26
UBS AG
RA 1 RA 4 RA 6
2018-08-24 – 2018-08-28
UBS AG
RA 1 RA 4 RA 6
2017-03-17 – 2017-03-21
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH4196