LECHER, STEFAN ALEXANDER

HKMA AH2359HKMA Relevant IndividualCurrently registeredExecutive Officer

LECHER, STEFAN ALEXANDER (HKMA registration number AH2359) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 1 Type 1: dealing in securities	Yes	HEAD OF WEALTH AND PREMIER SOLUTIONS, ASIA	2021-12-14
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 4 Type 4: advising on securities	Yes	HEAD OF WEALTH AND PREMIER SOLUTIONS, ASIA	2021-12-14
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 9 Type 9: asset management	Yes	HEAD OF WEALTH AND PREMIER SOLUTIONS, ASIA	2021-12-14

Business Address

Registered Institution	SFC CE No.	Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	AAA523	1 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 14 Dec 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

Registration History (3)

2021-12-14 – present Current

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer

RA 1 RA 4 RA 9

2016-12-30 – 2021-08-16

UBS AG Executive Officer

RA 1 RA 4 RA 9

2016-08-16 – 2016-12-29

UBS AG

RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH2359